FUNCTIONING AND REGULATION OF CAPITAL MARKETS
May 29-30, 2003

The Program enhances participants' knowledge of capital markets. The focus includes policy and technical issues related to market development, structure, operations, and regulation. The program is for people who regulate, analyze, or participate in capital markets. People who develop or interpret financial legislation should find the program especially useful. The conference concludes with discussion of NASD regulations and NASDAQ initiatives.

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